DREXEL UNIVERSITY

COLLEGE OF BUSINESS ADMINISTRATION

Bibliographical References on Invesment Banking

Balvers, Ronald J., Bill McDonald and Robert E. Miller. "Underpricing Of New Issues And The Choice Of Auditor As A Signal Of Investment Banker Reputation," The Accounting Review, 1988, v63(4), 605-622.

Barry, Christopher B., Chris J. Muscarella and Michael R. Vetsuypens. "Underwriter Warrants, Underwriter Compensation, And The Costs Of Going Public," Journal of Financial Economics, 1991, v29(1), 113-136.

Blackwell, David W., M. Wayne Marr and Michael F. Spivey. "Shelf Registration And The Reduced Due Diligence Argument: Implications Of The Underwriter Certification And The Implicit Insurance Hypotheses," Journal of Financial and Quantitative Analysis, 1990, v25(2), 245-260.

Bowers, Helen M. and Robert E. Miller. "Choice Of Investment Banker And Shareholders' Wealth Of Firms Involved In Acquisitions," Financial Management, 1990, v19(4), 34-44.

Carter, Richard and Steven Manaster. "Initial Public Offerings And Underwriter Reputation," Journal of Finance, 1990, v45(4), 1045-1067.

Carter, Richard B. "Underwriter Reputation And Repetitive Public Offerings," Journal of Financial Research, 1992, v15(4), 341-354.

Carter, Richard B. and Frederick H. Dark. "The Use Of The Over-Allotment Option In Initial Public Offerings Of Equity: Risks And Underwriter Prestige," Financial Management, 1990, v19(3), 55-64.

Carter, Richard B. and Frederick H. Dark. "The Use Of The Over-Allotment Option In Initial Public Offerings Of Equity: Risks And Underwriter Prestige," Financial Management, 1990, v19(3), 55-64.

Johnson, James M. and Robert E. Miller. "Investment Banker Prestige And The Underpricing Of Initial Public Offerings," Financial Management, 1988, v17(2), 19-29.

Hayes Sam, A.M. Spencer and David Van Pragg Marks. Competition in the Investment Banking Industry. Cambridge Mass: Harvard University Press, 1993.

England, Catherine and Thomas Huertas. The Financial Services Revolution: Policy Directions for the Future. Boston Mass: Kluwer Academic Publishers, 1988.

Kosters Marvin and Alen Meltzer. Investment Competitiveness in Financial Securities." Norwell, Mass: Kluwer Academic Press, 1991.

Kumar, P.C. and George P. Tsetsekos, "Asymmtric Information, Investment Banking Contracts and the Certfication Hypothesis," Journal of Banking and Finance, 1993, v17(1), 117-129.

Michel, Allen, Israel Shaked and You-Tay Lee. "An Evaluation Of Investment Banker Acquisition Advice: The Shareholders' Perspective," Financial Management, 1991, v20(2), 40-49.

Stone, David B. "Corporate Financing - The Investment Banker's Role," Financial Analyst Journal, 1958, v14(4), 15-18.

Strickland, D. Gordon. "How An Investment Banker Prepares A Company For A Tender Offer," Management Accounting, 1980, v61(8), 26-28.

Zock, Richard. "Injecting Realism Into Computer Games: A Negotiation With The Investment Banker," Journal of Financial Education, 1978, v7, 69-71.

Walter Ingo. Deregulating Wall Street: Commercial Bank Penetration of the Corporate Securities Market. New York: John Wiley and Sons, 1985.

Walter, Ingo and Roy Smith. Investment Banking in Europe: Restructuring for the 1990s. Oxford UK: Basil Blackwell, 1989.

Hansen, Robert S. and Paul Torregrosa. "Underwriter Compensation And Corporate Monitoring," Journal of Finance, 1992, v47(4), 1537-1556.

Logue, Dennis E. and Richard J. Rogalski. "Does It Pay To Shop For Your Bond Underwriter?," Harvard Business Review, 1979, v57(4), 111-117.

Miller, Glenn R. "Long-Term Small Business Financing From The Underwriter's Point Of View," Journal of Finance, 1961, v16(2), 280-290.

Sorensen, Eric H. "An Analysis Of The Relationship Between Underwriter Spread And The Pricing Of Municipal Bonds," Journal of Financial and Quantitative Analysis, 1980, v15(2), 435-447.

Bhagat, Sanjai, M. Wayne Marr and G. Rodney Thompson. "The Rule 415 Experiment: Equity Markets," Journal of Finance, 1985, v40(5), 1385-1401.

Kidwell, David S., M. Wayne Marr and G. Rodney Thompson. "SEC Rule 415: The Ultimate Competitive Bid," Journal of Financial and Quantitative Analysis, 1984, v19(2), 183-195.

Benson, Earl D. "The Search For Information By Underwriters And Its Impact On Municipal Interest Cost," Journal of Finance, 1979, v34(4), 871-885.

Higgins, W. W. and B. J. Moore. "Market Structure Versus Information Costs As Determinants Of Underwriters' Spreads On Municipal Bonds," Journal of Financial and Quantitative Analysis, 1980, v15(1), 85-97.

Huebner, S. S. "The College Of Property And Casualty Underwriters: A Report Of Progress," Journal of Risk and Insurance, 1943, v10, 5-18.

Kidwell, David S. and Eric H. Sorensen. "Pricing Of Municipal Bond Underwritings: It May Pay To Invest When Underwriters Don't," Financial Analyst Journal, 1983, v39(2), 58-64.

Klein, Daniel P., R. Corwin Grube and O. Maurice Joy. "On Excess Compensation Earned By Underwriters In Firm Commitment Initial Public Offerings Of Common Stock: An Empirical Analysis," Journal of Small Business Finance, 1992, v2(1), 53-69.

Mendelson, Morris. "Determinants Of Underwriters' Spreads On Tax-Exempt Bond Issues: Comment," Journal of Financial and Quantitative Analysis, 1968, v3(2), 215-224.

Neuberger, Brian M. and Carl T. Hammond. "A Study Of Underwriters' Experience With Unseasoned New Issues," Journal of Financial and Quantitative Analysis, 1974, v9(2), 165-177.

Stoll, Hans R. "The Pricing Of Underwritten Offerings Of Listed Common Stocks And The Compensation Of Underwriters," Journal of Economics and Business, 1976, v28(2), 96-103.

West, Richard R. "Determinants Of Underwriters' Spreads On Tax Exempt Bond Issues," Journal of Financial and Quantitative Analysis, 1967, v2(3), 241-263.

Wilson, Earl R. and Jenice P. Stewart. "Municipal Financial Reporting And Competition Among Underwriters For New Issues Of General Obligation Bonds," Contemporary Accounting Research, 1990, v6(2), 573-592.

Hansen, Robert S., Beverly R. Fuller and Vahan Janjigian. "The Over-Allotment Option And Equity Financing Flotation Costs: An Empirical Investigation," Financial Management, 1987, v16(2), 24-32.

Muscarella, Chris J., John W. Peavy, III and Michael R. Vetsuypens. "Optimal Exercise Of The Over-Allotment Option In IPOs," Financial Analyst Journal, 1992, v48(3), 76-81.

Bhagat, Sanjai and Peter A. Frost. "Issuing Costs To Existing Shareholders In Competitive And Negotiated Underwritten Public Utility Equity Offerings," Journal of Financial Economics, 1986, v15(1/2), 233-260.

Cohan, Avery B. "Yields On New Underwritten Corporate Bonds, 1935-58," Journal of Finance, 1962, v17(4), 585-606.

Hansen, Robert S., John M. Pinkerton and Tai Ma. "On The Rightholders' Subscription To The Underwritten Rights Offering," Journal of Banking and Finance, 1986, v10(4), 595-604.

Hansen, Robert S., John M. Pinkerton and Tai Ma. "The Allocation Ratio Decision In The Underwritten Rights Offering," Research in Finance, 1988, v7, 201-226.

Hays, Patrick A., David S. Kidwell and M. Wayne Marr. "The Effect Of Market Uncertainty On Negotiated And Competitively Underwritten Public Utility Bonds," Financial Review, 1984, v19(4), 339-350.

Heinkel, Robert and Eduardo S. Schwartz. "Rights Versus Underwritten Offerings: An Asymmetric Information Approach," Journal of Finance, 1986, v41(1), 1-18.

Singh, Ajai K., Arnold R. Cowan and Nandkumar Nayar. "Underwritten Calls Of Convertible Bonds," Journal of Financial Economics, 1991, v29(1), 173-196.

Smith, Clifford W., Jr. "Alternative Methods For Raising Capital: Rights Versus Underwritten Offerings," Journal of Financial Economics, 1977, v5(3), 273-307.

Stoll, Hans R. "The Pricing Of Underwritten Offerings Of Listed Common Stocks And The Compensation Of Underwriters," Journal of Economics and Business, 1976, v28(2), 96-103.

Williams, Bismarck S. and Marvin Letwat. "Underwritten Calls Of Industrial Convertible Securities, 1950-61," Quarterly Review Of Economics And Business, 1963, v3(4), 71-78.

Baron, David P. "A Model Of The Demand For Investment Banking Advising And Distribution Services For New Issues," Journal of Finance, 1982, v37(4), 955-976.

Baron, David P. "The Incentive Problem And The Design Of Investment Banking Contracts," Journal of Banking and Finance, 1979, v3(2), 157-175.

Baron, David P. and Bengt Holmstrom. "The Investment Banking Contract For New Issues Under Asymmetric Information: Delegation And The Incentive Problem," Journal of Finance, 1980, v35(5), 1115-1138.

Beatty, Randolph P. and Jay R. Ritter. "Investment Banking, Reputation, And The Underpricing Of Initial Public Offerings," Journal of Financial Economics, 1986, v15(1/2), 213-232.

Benston, George J. "The Federal 'Safety Net' And The Repeal Of The Glass-Steagall Act's Separation Of Commercial And Investment Banking," Journal of Financial Services Research, 1989, v2(4), 287-306.

Carter, Richard B. and Frederick H. Dark. "An Empirical Examination Of Investment Banking Reputation Measures," Financial Review, 1992, v27(3), 355-374.

Dale, Betsy. "The Grass May Not Be Greener: Commercial Banks And Investment Banking," FRB Chicago - Economic Perspectives, 1988, v12(6), 3-15.

Dwyer, Gerald P., Jr. "The Effects Of The Banking Acts Of 1933 And 1935 On Capital Investment In Commercial Banking," Journal of Money, Credit and Banking, 1981, v13(2), 192-204.

Garber, Peter and Vittorio Grilli. "The Belmont-Morgan Syndicate As An Optimal Investment Banking Contract," European Economic Review, 1986, v30(3), 649-647.

Haupert, Michael J. "Investment In Name Brand Capital: Evidence From The Free Banking Era," The American Economist, 1991, v35(2), 73-80.

Hayes, Samuel L., III. "Investment Banking: Commercial Banks' Inroads," FRB Atlanta - Economic Review, 1984, v69(5), 49-60.

Hayes, Samuel L., III. "Investment Banking: Power Structure In Flux," Harvard Business Review, 1971, v49(2), 136-152.

Hayes, Samuel L., III. "The Transformation Of Investment Banking," Harvard Business Review, 1979, v57(1), 153-171.

Howell, Paul L. "Competition In Investment Banking," Journal of Finance, 1953, v8(2), 278-282.

Hunter, William C. and Mary Beth Walker. "An Empirical Examination Of Investment Banking Merger Fee Contracts," Southern Economic Journal, 1990, v56(4), 1117-1130.

Keasler, Terrill R. "Buyout Candidates And Their Investment Banking Relationships: An Empirical Analysis Of Returns Adjoining Buyout Offers," Journal of Economics and Finance, 1992, v16(3), 113-120.

Mandelker, Gershon and Artur Raviv. "Investment Banking: An Economic Analysis Of Optimal Underwriting Contracts," Journal of Finance, 1977, v32(3), 683-694.

Nair, Richard S. "Investment Banking: Judge Medina In Retrospect," Financial Analyst Journal, 1960, v16(4), 35-40.

North, Douglass C. "Life Insurance And Investment Banking At The Time Of The Armstrong Investigation Of 1905-1906," Journal of Economic History, 1954, v14(3), 209-228.

Rogowski, Robert J. and Eric H. Sorensen. "Deregulation In Investment Banking: Shelf Registrations, Structure, And Performance," Financial Management, 1985, v14(1), 5-15.

Scholes, Myron S. and Mark A. Wolfson. "Decentralized Investment Banking: The Case Of Discount Dividend-Reinvestment And Stock-Purchase Plans," Journal of Financial Economics, 1989, v24(1), 7-36.

Smith, Clifford W., Jr. "Investment Banking And The Capital Acquisition Process," Journal of Financial Economics, 1986, v15(1/2), 3-29.

Throop, Adrian W. "Capital Investment And Entry In Commercial Banking: A Competitive Model," Journal of Money, Credit and Banking, 1975, v7(2), 193-214.

White, Eugene Nelson. "Before The Glass-Steagall Act: An Analysis Of The Investment Banking Activities Of National Banks," Explorations in Economic History, 1986, v23(1), 33-55.

 

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